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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-08-13
  • FL RA
    APPROVED
    Since 2019-08-13

Branch Locations

711 E Henderson Avenue, Tampa, FL 33602 • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Chicago IL 12/2013 09/2016
Gulf Coast Longboards Bonita Springs FL 08/2016 11/2017
Wells Fargo Advisors, Llc Naples FL 09/2016 11/2016
Wells Fargo Clearing Services, Llc Naples FL 11/2016 11/2017
Fifth Third Securities Marco Island FL 11/2017 07/2019
Gte Federal Credit Union Tampa FL 07/2019 Present
Cetera Investment Services Llc St. Cloud MN 08/2019 Present
Cetera Investment Advisers Llc Tampa FL 08/2019 Present
  • 12/2013 → 09/2016
    Jpmorgan Securities Llc
    Chicago, IL
  • 08/2016 → 11/2017
    Gulf Coast Longboards
    Bonita Springs, FL
  • 09/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Naples, FL
  • 11/2016 → 11/2017
    Naples, FL
  • 11/2017 → 07/2019
    Fifth Third Securities
    Marco Island, FL
  • 07/2019 → Present
    Gte Federal Credit Union
    Tampa, FL
  • 08/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 08/2019 → Present
    Tampa, FL
Previous Registrations
  • 2017-11-15 → 2019-07-19
    Bonita Springs, FL
    Naples, FL
    Marco Island, FL
  • 2016-10-04 → 2017-11-16
    Naples, FL
    Bonita Springs, FL
    Naples, FL
  • 2013-12-16 → 2016-10-14
    Naples, FL
    Chicago, IL
    Naples, FL
    Naples, FL
    Bonita Springs, FL
  • 2012-02-07 → 2013-12-17
    Lexington, MA
    Concord, MA
    Belmont, MA
    Claremont, NH
    Springfield, VT
    Keene, NH
    Brattleboro, VT
    Revere, MA
    Charlestown, MA
    Littleton, MA
    Gloucester, MA
    Revere, MA
    Woburn, MA
    Medford, MA
    Waltham, MA
    North Andover, MA
    Bedford, MA
    Hyde Park, MA
    Burlington, MA
    Maynard, MA
    Concord, MA
    Winchester, MA
    Woburn, MA
    Woburn, MA
    Saugus, MA
    Weston, MA
    Somerville, MA
    No. Waltham, MA
    Chelsea, MA
    East Boston, MA
    Woburn, MA
    Belmont, MA
    Winthrop, MA
    Bedford, MA
    Burlington, MA
    Groton, MA
    Lawrence, MA
    Swampscott, MA
    Watertown, MA
    Somerville, MA
    Somerville, MA
    Arlington, MA
    Lynn, MA
    Cambridge, MA
    Beverly, MA
    Allston, MA
    Malden, MA
    Revere, MA
    Lexington, MA
    Arlington, MA
    Cambridge, MA
    Everett, MA
    Amesbury, MA
    North Reading, MA
    Lexington, MA
    Peabody, MA
    Revere, MA
    Woburn, MA
    Stoneham, MA
    North Reading, MA
    Medford, MA
    Cambridge, MA
    Somerville, MA
    Danvers, MA
    Gardner, MA
    Methuen, MA
    Beverly, MA
    Watertown, MA
    Malden, MA
    Malden, MA
    Wilmington, MA
    Revere, MA
    Chelmsford, MA
    Medford, MA
    Malden, MA
    Medford, MA
    Andover, MA
    Watertown, MA
    Swampscott, MA
    Tewksbury, MA
    Acton, MA
    Gloucester, MA
    Reading, MA
    Roslindale, MA
    Dorchester, MA
    Cambridge, MA
    Cambridge, MA
  • 2005-12-07 → 2012-02-09
    Holland, MI
    Grand Rapids, MI
    Fremont, MI
    Bowling Green, OH
    Fort Wayne, IN
    Toledo, OH
    Toledo, OH
    Toledo, OH
    Toledo, OH
    Toledo, OH
    Toledo, OH
    Bryan, OH
    Toledo, OH
    Port Clinton, OH
    Port Clinton, OH
    Toledo, OH
    Oregon, OH
    Sylvania, OH
    Toledo, OH
    Maumee, OH
    Archbold, OH
    Toledo, OH
    Perrysburg, OH
    Sylvania, OH
    Holland, OH
    Toledo, OH
    Montpelier, OH
    Woodville, OH
    Fremont, OH
    Toledo, OH
    Toledo, OH
    Northwood, OH
    Archbold, OH
    Stryker, OH
    Edgerton, OH
    Elmore, OH
    Perrysburg, OH
    Rossford, OH
    Toledo, OH
    Wauseon, OH
    Genoa, OH
    Fayette, OH
    Wyoming, MI
    Grand Rapids, MI
    Jenison, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Lowell, MI
    Toledo, OH
    Holland, MI
    Grand Rapids, MI
    Zeeland, MI
    Holland, MI
    Allendale, MI
    Allegan, MI
    Hamilton, MI
    Holland, MI
    Holland, MI
    Douglas, MI
    Byron Center, MI
    Hudsonville, MI
    Holland, MI
    Byron Center, MI
    Grand Rapids, MI
    Holland, MI
    Wyoming, MI
    Wyoming, MI
    Holland, MI
    Fennville, MI
    Grandville, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Muskegon, MI
    Muskegon, MI
    Muskegon, MI
    Muskegon, MI
    Grand Haven, MI
    Muskegon, MI
    Spring Lake, MI
    Bear Lake, MI
    Manistee, MI
    Portland, MI
    Hart, MI
    Pentwater, MI
    New Era, MI
    Boyne City, MI
    Charlevoix, MI
    Petoskey, MI
    Bellaire, MI
    East Jordan, MI
    Lowell, MI
    Rockford, MI
    Reed City, MI
    Big Rapids, MI
    Sault Ste Marie, MI
    Pickford, MI
    Kalamazoo, MI
    Portage, MI
    Dowagiac, MI
    Niles, MI
    Greenville, MI
    Stanton, MI
    Empire, MI
    Kalkaska, MI
    Leland, MI
    Traverse City, MI
    Northport, MI
    Grayling, MI
    Traverse City, MI
    Traverse City, MI
    Traverse City, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Defiance, OH
    Liberty Center, OH
    Mcclure, OH
    Napoleon, OH
    Napoleon, OH
    Bowling Green, OH
    Bowling Green, OH
    Bowling Green, OH
    Grand Rapids, OH
    Perrysburg, OH
    Perrysburg, OH
    Paulding, OH
    Continental, OH
    North Baltimore, OH
    Bowling Green, OH
    Perrysburg, OH
    Adrian, MI
    Tecumseh, MI
    Adrian, MI
    Lambertville, MI
    Adrian, MI
  • 2005-07-06 → 2005-10-31
    Chase Investment Services Corp.
    Chicago, IL
  • 2002-07-10 → 2005-07-06
    Banc One Securities Corporation
    Grand Rapids, MI
  • 2002-04-05 → 2002-07-05
    Shrewsbury, NJ
Other Businesses

1. GTE INSURANCE, LLC & GTE TITLE, LLC, PRESIDENT, NO SALES, OVERSEES THE GROUP 2. CO-OWNER OF PINE RIDGE EVENTS, LLC; EVENT PLANNING BUSINESS OWNED WITH SPOUSE; FINANCIALS AND INVOICING; 1 HR/WK; ADD: CO-OWNER OF EL JEFE GUITARS, LLC 3. OWNED WITH SPOUSE; BUILD CUSTOM GUITARS; CO-OWNER OF THE BEAR AND THE BLONDE, LLC 4. OWNED WITH SPOUSE; HOLDING COMPANY FOR BUSINESSES, REAL ESTATE, AND PROPERTY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-03
S63 Uniform Securities Agent State Law Examination 2000-10-26
  • S65 Uniform Investment Adviser Law Examination
    2000-11-03
  • S63 Uniform Securities Agent State Law Examination
    2000-10-26
Other Names
  • Jeff T Williams
  • Jeffrey Thomas Williams
  • Jeffrey T Williams

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