Michael J Millam

Current Employers

Employment History

• 03/2014 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2014 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE AND MEDICAL (CANCER, CRITICAL ILLNESS, MED SUPPL.) (2) NAME OF OTHER BUSINESS: MILLAM INSURANCE & RETIREMENT SERVICES, INC. - SUB LEASE OFFICE SPACE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SUB LEASE OFFICE SPACE TO TWO TENANTS; START DATE: 09/2016; POSITION/TITLE/RELATIONSHIP: NONE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MAKE SURE INSIDE AMENITIES ARE ACCEPTABLE OT THE TENANTS; (3) NAME OF OTHER BUSINESS: MILLAM INSURANCE & RETIREMENT SERVICES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE AND FINANCIAL SERVICES START DATE: 12/2002 POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT ; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SALES AND DISTRIBUTION OF LIFE, ANNUITY PRODUCTS. (4) NAME OF OTHER BUSINESS: DBA FLORIDA RETIREMENT ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 1/2015 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: SECURITIES & INSURANCE FINANCIAL SERVICES SALES TO RETIREES

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-09-29
• S65 Uniform Investment Adviser Law Examination
  2016-01-06