Sue Ling Wong

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1998 → Present
  Asa Global, Inc
  San Francisco, CA
• 10/2012 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 10/2012 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Daly City, CA
• 03/2019 → Present
  Woodbury Financial Services, Inc.
  Daly City, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Daly City, CA

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Daly City, CA
• 2012-10-15 → 2019-03-01
  Questar Asset Management, Inc.
  Minneapolis, MN
  Daly City, CA
• 2003-12-15 → 2012-10-17
  Woodbury Financial Services, Inc.
  S San Francisco, CA
  S San Francisco, CA
  San Francisco, CA

Other Businesses

1) SELF. POSITION: Landlord. NATURE: Rental property 1 Condo. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/12/2012 ADDRESS: 1540 Annie St, Daly City CA 94015, United States DESCRIPTION: Collect rent and pay bills. 2) SHANNAN WALTER WEALTH ADVISORS, LLC. POSITION: Wealth Advisor NATURE: Insurance products are utilized as part of a holistic financial planning process. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/01/2000 ADDRESS: 347 Gellert Blvd., Suite M, Daly City CA 94015, United States DESCRIPTION: Life insurance coverage and assessment of needs are part of my holistic financial planning process. Annuities are products provided by insurance companies and are utilized as a tool to meet the goals and objectives of the prospective client. 3) SUE LING WONG POSITION: owner NATURE: Other, Solely in my name. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/12/2012 ADDRESS: 1540 Annie Street, Daly City CA 94015, United States DESCRIPTION: LANDLORD OF RENTAL PROPERTY

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-10-28
• S63 Uniform Securities Agent State Law Examination
  2000-12-01

Designations

• Certified Financial Planner

Other Names

• Susan Ling Hui