Thomas Henry Dillon

Current Employers

Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2016-09-09

TN RA
APPROVED

Since 2016-09-09

Branch Locations

7426 Chapman Highway, Knoxville, TN 37920 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Suntrust Investment Services, Inc	Knoxville	TN	04/2016	Present
Suntrust Advisory Services	Atlanta	GA	09/2016	Present

04/2016 → Present

Suntrust Investment Services, Inc

Knoxville, TN
09/2016 → Present

Suntrust Advisory Services

Atlanta, GA

Previous Registrations

2011-07-20 → 2016-04-04

Fifth Third Securities, Inc.

Charleston, WV

Hurricane, WV

Charleston, WV

Cross Lanes, WV

Knoxville, TN

Knoxville, TN

Knoxville, TN
2006-09-25 → 2009-05-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ashland, KY
2001-04-19 → 2006-09-26

Morgan Stanley Dw Inc.

Lexington, KY

Ashland, KY

Lexington, KY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-04-03
S63	Uniform Securities Agent State Law Examination	2001-01-30

S65 Uniform Investment Adviser Law Examination

2001-04-03
S63 Uniform Securities Agent State Law Examination

2001-01-30

Other Names

Thomas Dillon
Thomas H Dillon
Tom Dillon

View on SEC IAPD

Current Employers

Truist Advisory Services, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews