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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-11-21 |
| IL | RA | APPROVED | 2009-10-15 |
Branch Locations
110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) | Chicago | IL | 10/2009 | Present |
| Bank Of America, Na | Chicago | IL | 12/2009 | Present |
I*136204 For profit or not for profit: Non-Profit Organization Name of outside business organization: Black Bear Youth Hockey Foundation Investment related: N Address of business: Bethesda, Maryland 20814 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 2/1/2021 Number of hours devoted: 6 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Black Bear Youth Hockey Foundation was formed in 2020 to remove financial barriers to youth hockey, through individual grants and sponsored programming. My responsibility as a director is to help the organization in the distribution of player grants I*6436 For profit or not for profit: Name of outside business organization: Jeffrey J. Morse RENTAL Investment related: Address of business: Fennville, Michigan 49408 Nature of business: , Position, title, association: , Start date of relationship: 6/23/2018 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 I*6437 For profit or not for profit: Name of outside business organization: Jeffrey J. Morse RENTAL Investment related: Address of business: Chicago, Illinois 60611 Nature of business: , Position, title, association: , Start date of relationship: 6/4/2018 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 I*6438 For profit or not for profit: Name of outside business organization: Jeffrey J. Morse RENTAL Investment related: Address of business: Chicago, Illinois 60611 Nature of business: , Position, title, association: , Start date of relationship: 9/1/2018 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 I*136242 For profit or not for profit: Non-Profit Organization Name of outside business organization: Christ Church Winnetka Investment related: N Address of business: Winnetka, Illinois 60093 Nature of business: Charitable Organization, Compensation for Activity: N Position, title, association: Committee Member, Start date of relationship: 3/1/2021 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Christ Church is a member of the Episcopal Diocese of Chicago, with a growing parish of over 1,000 members. Services are conducted in a historic church on Sheridan Road in Winnetka.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-19 |
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