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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-11-21
IL RA APPROVED 2009-10-15
  • TX RA
    APPROVED_RES
    Since 2009-11-21
  • IL RA
    APPROVED
    Since 2009-10-15

Branch Locations

Winnetka, IL • United States

110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) Chicago IL 10/2009 Present
Bank Of America, Na Chicago IL 12/2009 Present
  • 10/2009 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
    Chicago, IL
  • 12/2009 → Present
    Bank Of America, Na
    Chicago, IL
Previous Registrations
Other Businesses

I*136204 For profit or not for profit: Non-Profit Organization Name of outside business organization: Black Bear Youth Hockey Foundation Investment related: N Address of business: Bethesda, Maryland 20814 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 2/1/2021 Number of hours devoted: 6 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Black Bear Youth Hockey Foundation was formed in 2020 to remove financial barriers to youth hockey, through individual grants and sponsored programming. My responsibility as a director is to help the organization in the distribution of player grants I*6436 For profit or not for profit: Name of outside business organization: Jeffrey J. Morse RENTAL Investment related: Address of business: Fennville, Michigan 49408 Nature of business: , Position, title, association: , Start date of relationship: 6/23/2018 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 I*6437 For profit or not for profit: Name of outside business organization: Jeffrey J. Morse RENTAL Investment related: Address of business: Chicago, Illinois 60611 Nature of business: , Position, title, association: , Start date of relationship: 6/4/2018 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 I*6438 For profit or not for profit: Name of outside business organization: Jeffrey J. Morse RENTAL Investment related: Address of business: Chicago, Illinois 60611 Nature of business: , Position, title, association: , Start date of relationship: 9/1/2018 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 I*136242 For profit or not for profit: Non-Profit Organization Name of outside business organization: Christ Church Winnetka Investment related: N Address of business: Winnetka, Illinois 60093 Nature of business: Charitable Organization, Compensation for Activity: N Position, title, association: Committee Member, Start date of relationship: 3/1/2021 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Christ Church is a member of the Episcopal Diocese of Chicago, with a growing parish of over 1,000 members. Services are conducted in a historic church on Sheridan Road in Winnetka.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-19
  • S66 Uniform Combined State Law Examination
    2000-10-19
Other Names
  • Jeffrey James Morse

View on SEC IAPD

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