Brian Thomas Lutz

Cetera Investment Advisers LLC

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Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2022-09-16

MD RA
APPROVED

Since 2022-09-16

Branch Locations

300 East Lombard Street, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Baltimore	MD	10/2013	11/2016
Wells Fargo Clearing Services, Llc	Baltimore	MD	11/2016	09/2022
Cetera Investment Services Llc	St Cloud	MN	09/2022	Present
Cetera Investment Advisers Llc	Baltimore	MD	09/2022	Present
First National Bank Of Pa	Baltimore	MD	09/2022	Present

10/2013 → 11/2016

Wells Fargo Advisors, Llc

Baltimore, MD
11/2016 → 09/2022

Wells Fargo Clearing Services, Llc

Baltimore, MD
09/2022 → Present

Cetera Investment Services Llc

St Cloud, MN
09/2022 → Present

Cetera Investment Advisers Llc

Baltimore, MD
09/2022 → Present

First National Bank Of Pa

Baltimore, MD

Previous Registrations

2013-10-02 → 2022-09-15

Wells Fargo Clearing Services, Llc

Columbia, MD

Forest Hill, MD

Baltimore, MD

Timonium, MD

Baltimore, MD

Baltimore, MD

Abingdon, MD

Baltimore, MD

Columbia, MD
2009-10-23 → 2013-10-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, MD

Columbia, MD

Towson, MD

Bel Air, MD
2009-01-09 → 2009-10-23

Banc Of America Investment Services, Inc.

Columbia, MD

Baltimore, MD
2002-06-04 → 2009-01-29

Truist Investment Services, Inc.

Timonium, MD

Gambrills, MD

Annapolis, MD

Phoenix, MD

Towson, MD

Abingdon, MD

Annapolis, MD

Bel Air, MD

Westminster, MD

Dundalk, MD

Baltimore, MD

Catonsville, MD

Laurel, MD

Takoma Park, MD

Bowie, MD

Hanover, MD

Columbia, MD

Parkville, MD

Glen Burnie, MD

Glen Burnie, MD

Glen Burnie, MD

Severna Park, MD

Pasadena, MD

Severna Park, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-03-04
S63	Uniform Securities Agent State Law Examination	2001-01-16

S66 Uniform Combined State Law Examination

2002-03-04
S63 Uniform Securities Agent State Law Examination

2001-01-16

Other Names

Brian T Lutz

View on SEC IAPD

Other Firms

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC

PATIENT CAPITAL MANAGEMENT, LLC

1919 INVESTMENT COUNSEL, LLC

TRUIST ADVISORY SERVICES, INC.

TILTON-STEELE INTERNATIONAL

LPL FINANCIAL LLC

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

ABR CAPITAL PARTNERS, LLC

Other Investors

JOHN VINCENT REILLY

ARTHUR SHELDON KARAFIN

MEREDITH ANNE MOWEN

MICHAEL ANTHONY MCANDREW

Lauren Kathleen Krieger

Desislava V. Locher

ROBERT SCOTT PIERCE

Other Offices

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC · BALTIMORE, MD

PATIENT CAPITAL MANAGEMENT, LLC · BALTIMORE, MD

1919 INVESTMENT COUNSEL, LLC · BALTIMORE, MD

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC · BALTIMORE, MD

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC · BALTIMORE, MD

TRUIST ADVISORY SERVICES, INC. · BALTIMORE, MD

TRUIST ADVISORY SERVICES, INC. · BALTIMORE, MD

TRUIST ADVISORY SERVICES, INC. · BALTIMORE, MD

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