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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-15 |
| TX | RA | APPROVED_RES | 2024-05-15 |
| WA | RA | APPROVED | 2024-05-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Eugene | OR | 02/2003 | 04/2023 |
| Wells Fargo Advisors Llc | Bend | OR | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bend | OR | 11/2016 | 01/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vancouver | WA | 01/2024 | Present |
| Bank Of America, N.A | Vancouver | WA | 02/2024 | Present |
I*: 1686443 Entity Type: Name of OBA: Rental Property 1 Address: Lincoln City, OR Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 1/29/2024 Number of Hours: 10 annually Number of Hours during trading: 0 Duties: I*: 1691278 Name of the other business Rental 2 Whether the business is investment-related NO Address of the other business Vancouver WA, 98660 Nature of the other business Long Term Rental Property Your position Co-Owner of property Title, or relationship with the other business Co-Owner of property Start date of your relationship 05/01/2021 Approximate number of hours/month you devote to the other business1 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other business Small scale maintenance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-03 |
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