David A Fragomeni

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 06/2024
  Securities America, Inc
  Saratoga Springs, NY
• 06/2012 → 06/2024
  Securities America Advisors
  Saratoga Springs, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Saratoga Springs, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Saratoga Springs, NY

Previous Registrations

• 2021-04-22 → 2024-06-14
  Securities America Advisors, Inc.
  Saratoga Springs, NY

Other Businesses

1. FRAGOMENI INSURANCE & FINANCIAL SERVICES, INC. POSITION: Sole Owner NATURE: Corporation - Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 09/01/1990 ADDRESS: 3257 Route 9, Suite 3, Saratoga Springs NY 12866, United States DESCRIPTION: Administrative and sales on P&C insurance 2. FRAGOMENI INSURANCE & FINANCIAL SERVICES, INC. POSITION: Sole Owner NATURE: Corporation - Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 09/01/1990 ADDRESS: 3257 Route 9, Suite 3, Saratoga Springs NY 12866, United States DESCRIPTION: Administrative and sales on P&C insurance 3. SARATOGA CENTER FOR THE FAMILY POSITION: Board Member NATURE: Volunteer board member for local non-profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/22/2026 ADDRESS: 359 Ballston Ave, SUITE 3, Saratoga Springs NY 12866, United States DESCRIPTION: General board member

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-10-05

Designations

• Certified Financial Planner