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520 Madison Avenue, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-11-21 |
| MA | RA | APPROVED | 2025-11-07 |
| OR | RA | APPROVED | 2025-10-21 |
| PR | RA | APPROVED | 2025-10-17 |
| HI | RA | APPROVED | 2025-10-13 |
| AZ | RA | APPROVED | 2025-10-08 |
| FL | RA | APPROVED | 2025-10-02 |
| AR | RA | APPROVED | 2025-10-01 |
| AK | RA | APPROVED | 2025-09-23 |
| KY | RA | APPROVED | 2025-09-23 |
| MN | RA | APPROVED | 2025-09-23 |
| MT | RA | APPROVED | 2025-09-23 |
| SC | RA | APPROVED | 2025-09-23 |
| WI | RA | APPROVED | 2025-09-23 |
| MI | RA | APPROVED | 2025-09-22 |
| MS | RA | APPROVED | 2025-09-22 |
| ND | RA | APPROVED | 2025-09-22 |
| OK | RA | APPROVED | 2025-09-22 |
| UT | RA | APPROVED | 2025-09-22 |
| WV | RA | APPROVED | 2025-09-22 |
| WY | RA | APPROVED | 2025-09-22 |
| CO | RA | APPROVED | 2025-09-19 |
| CT | RA | APPROVED | 2025-09-19 |
| GA | RA | APPROVED | 2025-09-19 |
| IL | RA | APPROVED | 2025-09-19 |
| IN | RA | APPROVED | 2025-09-19 |
| IA | RA | APPROVED | 2025-09-19 |
| ME | RA | APPROVED | 2025-09-19 |
| MD | RA | APPROVED | 2025-09-19 |
| NV | RA | APPROVED | 2025-09-19 |
| NH | RA | APPROVED | 2025-09-19 |
| NM | RA | APPROVED | 2025-09-19 |
| PA | RA | APPROVED | 2025-09-19 |
| RI | RA | APPROVED | 2025-09-19 |
| SD | RA | APPROVED | 2025-09-19 |
| TX | RA | APPROVED_RES | 2025-09-19 |
| VA | RA | APPROVED | 2025-09-19 |
| VI | RA | APPROVED | 2025-09-19 |
| AL | RA | APPROVED | 2025-09-18 |
| DE | RA | APPROVED | 2025-09-18 |
| ID | RA | APPROVED | 2025-09-18 |
| KS | RA | APPROVED | 2025-09-18 |
| LA | RA | APPROVED | 2025-09-18 |
| MO | RA | APPROVED | 2025-09-18 |
| NE | RA | APPROVED | 2025-09-18 |
| NJ | RA | APPROVED | 2025-09-18 |
| NC | RA | APPROVED | 2025-09-18 |
| OH | RA | APPROVED | 2025-09-18 |
| VT | RA | APPROVED | 2025-09-18 |
| WA | RA | APPROVED | 2025-09-18 |
| CA | RA | APPROVED | 2023-05-24 |
| NY | RA | APPROVED | 2023-05-24 |
Branch Locations
11100 Santa Monica Boulevard, Los Angeles, CA 90025 • United States
520 Madison Avenue, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 11/1999 | 03/2017 |
| Jefferies Llc | Los Angeles | CA | 03/2017 | Present |
| Leucadia Asset Management | Los Angeles | CA | 03/2017 | Present |
| Jefferies Investment Advisers Llc | Los Angeles | CA | 05/2023 | Present |
I*27916 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GKC ENTERPRISE INC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1330 E 223rd St # 506 CARSON, CA 90745 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: Board Member START DATE OF RELATIONSHIP: 9/17/2010 NUMBER OF HOURS DEVOTED: 80 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Entity is Manufacturer and distributor of pneumatic goods. : I am the founder and president of the company. I distributed 53% of the company shares to key employees to delegate day to day management of the company. I currently oversee the company's financials and participate in major decision making process. Brief Description of Business: SafetyPlus, Inc is a manufacturer and distributor of personal protection equipment products (Respirator masks, safety goggles and gloves) Name of organization or entity: SafetyPlus, Inc Type of Organization: For Profit Investment-related: No Address: 1330 E 223rd St, #505, Carson, CA 90745 Your position, title, or relationship: President Start date: 1/4/18 The approximate total number of hours you devote to the other business: 80 hours The number of hours you devote to the other business during non-business hours: 80 hours The number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties/responsibilities relating to the other business: As the founder and president, I currently oversee the company's financials and approve major decisions
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-08 |
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