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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-01-05 |
Branch Locations
2 Pomperaug Office Park Ste 301, Southbury, CT 06488 • United States
375 Passaic Ave, Fairfield, NJ 07004 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services Llc | Fairfield | NJ | 05/2022 | Present |
| Kestra Advisory Services Llc | Fairfield | NJ | 01/2024 | Present |
| Barclays Capital Inc. | New York | NY | 09/2008 | 05/2022 |
NAME: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/05/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR NAME: ALEXANDER LES POSITION: Insurance agent NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 56 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2025 ADDRESS: 375 Passaic Ave, Suite 100, Fairfield NJ 07004, United States DESCRIPTION: Insurance agent selling life, disability, and long-term care insurance NAME: US FINANCIAL SERVICES, LLC POSITION: Advvisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/11/2022 ADDRESS: 375 Passiac Ave, Fairfield NJ 07004, United States DESCRIPTION: provide financial service and advise to clients.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-09-15 |
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