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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-03
  • NY RA
    APPROVED
    Since 2022-01-03

Branch Locations

1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 08/2000 01/2022
Cetera Investment Advisers Llc Schaumburg IL 12/2000 01/2022
Glatman & Filonuk Wealth Management Melville NY 11/2012 01/2022
Glatman & Filonuk Melville NY 12/2012 01/2022
Ameriprise Financial Services, Llc Hauppauge NE 01/2022 Present
  • 08/2000 → 01/2022
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 12/2000 → 01/2022
    Schaumburg, IL
  • 11/2012 → 01/2022
    Glatman & Filonuk Wealth Management
    Melville, NY
  • 12/2012 → 01/2022
    Glatman & Filonuk
    Melville, NY
  • 01/2022 → Present
    Hauppauge, NE
Previous Registrations
Other Businesses

Business Ownership; Glatman & Filonuk CPAs PC; Accounting/Tax and management; Tax Preparation; 150 Broadhollow Rd, 203, , Melville, NY, 11747; Not Investment-Related; 01/21/1994; 60 hours per month; 60 during trading hours. Outside Employment; Glatman & Filonuk CPAs PC; Treasurer - Accounting/Tax and management; ; 150 Broadhollow Rd, 203, , Melville, NY, 11747; Not Investment-Related; 01/24/1994; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-11-17
  • S63 Uniform Securities Agent State Law Examination
    2000-11-17

View on SEC IAPD

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