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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Orchard Park | NY | 10/2014 | 04/2017 |
| Hsbc Securities (Usa) Inc | Depew | NY | 06/2017 | 07/2019 |
| Emerge Capital Management | Buffalo | NY | 01/2020 | 08/2020 |
| United States Census Bureau | Buffalo | NY | 09/2020 | 10/2020 |
| Wells Enterprises | Dunkirk | NY | 11/2020 | 02/2021 |
| Unemployed | Buffalo | NY | 07/2019 | 01/2020 |
| Lincoln Financial Securities | Hamburg | NY | 02/2021 | 03/2024 |
| Commonwealth Financial Network | Waltham | MA | 03/2024 | Present |
| Black Diamond Custom Wealth Management | Hamburg | NY | 03/2024 | Present |
1. Experimental Participant, University at Buffalo; Located at 190 Founders Prom, Getzville, NY 14068, as of 11/06/2025; 1% of time spent during business hours; Not conducted at branch location; Not investment related. 2. Cheese Eater, Lactalis USA; tasting cheese products; Located at 70 Leland Dr., Buffalo NY 14220, as of 2/05/2026; 5% of time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-26 |
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