Inactive

Steven Rohrig

Sequent Planning, LLC

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Current Employers

Sequent Planning, Llc

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2018-10-12

NE RA
APPROVED

Since 2018-10-12

Branch Locations

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual/United Of Omaha	Omaha	NE	03/1998	10/2016
Senior Market Sales	Omaha	NE	10/2016	Present
Sequent Planning, Llc	Omaha	NE	10/2018	Present

03/1998 → 10/2016

Mutual/United Of Omaha

Omaha, NE
10/2016 → Present

Senior Market Sales

Omaha, NE
10/2018 → Present

Sequent Planning, Llc

Omaha, NE

Previous Registrations

2011-05-05 → 2016-10-18

Mutual Of Omaha Investor Services, Inc.

Omaha, NE

Omaha, NE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-01-10
S63	Uniform Securities Agent State Law Examination	2000-12-27

S65 Uniform Investment Adviser Law Examination

2011-01-10
S63 Uniform Securities Agent State Law Examination

2000-12-27

Designations

Other Names

Steven A Rohrig

View on SEC IAPD

More in Omaha, NE

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