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Rachel Olivia Mangas Moniz

Northwestern Mutual Investment Services, LLC

San Francisco, CA

CRD 4258943

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-02-20
  • CA RA
    APPROVED
    Since 2009-02-20

Branch Locations

555 Mission St Fl 16, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michael Bryne San Francisco CA 10/2008 01/2022
Northwestern Mutual Investment Services, Llc San Francisco CA 11/2008 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2022 01/2026
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2023 01/2026
Michael Byrne San Francisco CA 02/2026 Present
  • 10/2008 → 01/2022
    Michael Bryne
    San Francisco, CA
  • 11/2008 → Present
    San Francisco, CA
  • 01/2022 → 01/2026
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2023 → 01/2026
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2026 → Present
    Michael Byrne
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-11
S63 Uniform Securities Agent State Law Examination 2002-02-05
  • S66 Uniform Combined State Law Examination
    2009-02-11
  • S63 Uniform Securities Agent State Law Examination
    2002-02-05
Other Names
  • Rachel O Mangas
  • Rachel Olivia Mangas
  • Rachel Olivia Mangas-Moniz
  • Rachel Olivia Buchanan

View on SEC IAPD

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