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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-10-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Houston | TX | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A | Houston | TX | 01/2018 | Present |
| My Zenergy | Houston | TX | 02/2020 | 09/2023 |
| Azalis Llc | Houston | TX | 09/2022 | Present |
| Zenergy Life Coaching | Houston | TX | 04/2023 | Present |
Entity Name: Zenergy Life Coaching Investment related: No "Address: Houston, TX 77025" Nature of the other business: Health & Wellness Position/Title/Relationship: Employee/Contractor Start Date: 04/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Coaching for parents and individuals with breath training, yoga and meditation. Not similar to my JPMC role and there is no connection to JPMC" Entity Name: Azalis LLC Investment related: Yes "Address: 3767 Grennoch Lane Houston, TX 77025" Nature of the other business: Investments Position/Title/Relationship: Owner/Partner Start Date: 09/15/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Personal LLC set up for protection to hold private investments.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-21 |
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