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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-07-19 |
Branch Locations
10 Fan Pier Blvd., Boston, MA 02210 • United States
Concord, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Cambridge | MA | 01/2005 | 06/2022 |
| Tiaa | Cambridge | MA | 01/2005 | 06/2022 |
| Facet Wealth, Inc. | Baltimore | MD | 09/2022 | 09/2023 |
| Massmutual | Springfield | MA | 07/2024 | Present |
| Mml Investors Services, Llc | Springfield | MA | 07/2024 | Present |
| Unemployed | Concord | MA | 09/2023 | 07/2024 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-06-17 |
| S66 | Uniform Combined State Law Examination | 2005-04-29 |
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