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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-10-06
OK RA APPROVED 2025-02-24
TX RA APPROVED_RES 2023-09-15
IL RA APPROVED 2023-06-20
  • DC RA
    APPROVED
    Since 2025-10-06
  • OK RA
    APPROVED
    Since 2025-02-24
  • TX RA
    APPROVED_RES
    Since 2023-09-15
  • IL RA
    APPROVED
    Since 2023-06-20

Branch Locations

190 S Lasalle St, Chicago, IL 60603 • United States

Chicago, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Churchill Capital Usa, Inc. Chicago IL 05/2017 11/2019
Rodan + Fields San Francisco CA 10/2016 06/2018
Unemployed Chicago IL 01/2009 09/2016
Unemployed Chicago IL 11/2019 10/2020
O Long Law, Llc Evanston IL 10/2020 03/2023
Thrivent Investment Management Inc Minneapolis MN 03/2023 Present
Thrivent Financial Appleton WI 04/2023 Present
  • 05/2017 → 11/2019
    Churchill Capital Usa, Inc.
    Chicago, IL
  • 10/2016 → 06/2018
    Rodan + Fields
    San Francisco, CA
  • 01/2009 → 09/2016
    Unemployed
    Chicago, IL
  • 11/2019 → 10/2020
    Unemployed
    Chicago, IL
  • 10/2020 → 03/2023
    O Long Law, Llc
    Evanston, IL
  • 03/2023 → Present
    Minneapolis, MN
  • 04/2023 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-12
S63 Uniform Securities Agent State Law Examination 2017-05-08
  • S66 Uniform Combined State Law Examination
    2023-06-12
  • S63 Uniform Securities Agent State Law Examination
    2017-05-08
Other Names
  • Anne Jennings Whiting
  • Anne Cody
  • Anne Jennings Cody

View on SEC IAPD

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