Tracy K Murphy

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2018-03-15
TX	RA	APPROVED_RES	2013-02-06
CA	RA	APPROVED	2004-06-07

WA RA
APPROVED

Since 2018-03-15
TX RA
APPROVED_RES

Since 2013-02-06
CA RA
APPROVED

Since 2004-06-07

Branch Locations

555 California St Pbig - Bellevue Private Wealth, San Francisco, CA 94104 • United States

555 California St Pbig - San Francisco, San Francisco, CA 94104 • United States

10400 Ne 4Th St Pbig - Bellevue Private Wealth, Bellevue, WA 98004 • United States

Mill Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Los Angeles	CA	03/2000	Present

03/2000 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Other Businesses

I*101397FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: WILLIAMS-SONOMA BRANDSINVESTMENT RELATED: NADDRESS OF BUSINESS:SAN FRANCISCO, CALIFORNIA 94109NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: OTHER, WILLAM SONOMA IS USING MY HOUSE FOR A PHOTO SHOOTSTART DATE OF RELATIONSHIP: 1/13/2017NUMBER OF HOURS DEVOTED: 9 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 6DUTIES: OUR HOUSE WILL BE USED FOR COMMERCIAL PHOTO SHOOTSI*3116264Entity Type: N/AName of OBA:S.A.B. IRRA FBO S.A.B.Address:Santa Clarita CaliforniaInvestment Related:NoPosition, Title, Association:ExecutorStart Date:06/01/2025No Hours: 1 YearlyNo Hours during trading:0 YearlyDuties:Executor for Parents I*3113283 Entity Type: Charitable Name of OBA:UCSF Benioff Children's Hospitals Corporate Council Address:Oakland California Investment Related:No Position, Title, Association:Committee Start Date:Committee No Hours: 12 Monthly No Hours during trading:1 Monthly Duties:to serve as a corporate liaison and committee member of the UCSF Children's Hospital to create awareness and impact on their remodeling initiative.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-02-25

S66 Uniform Combined State Law Examination

2002-02-25

Other Names

Tracey K Murphy

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