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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-29
CT RA APPROVED 2001-02-02
  • TX RA
    APPROVED_RES
    Since 2025-10-29
  • CT RA
    APPROVED
    Since 2001-02-02

Branch Locations

500 Post Road East, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2000 06/2020
Equitable Advisors, Llc New York NY 08/2000 Present
Other Businesses

1. NAME OF ENTITY: AMERICAN CANCER SOCIETY POSITION: LEGISLATIVE AMBASSADOR TYPES OF SERVICES PROVIDED: REPRESENT THE AMERICAN CANCER SOCIETY IN LOBBY EFFORTS AT THE STATE AND FEDERAL LEVELS, AS WELL AS AT GRASSROOTS EVENTS. START DATE: 1/1/2005 # OF HOURS PER MONTH: 10 INVESTMENT RELATED ACTIVITY: NO AVERAGE MONTHLY COMPENSATION: $0 2. ADMINISTRATOR/EXECUTOR OF AN ESTATE OR TRUSTEE OF A TRUST FOR A NON-FAMILY MEMBER I AM NOT AN ATTORNEY OR ACCOUNTANT NONE OF MY Equitable CLIENTS HAVE INVESTED IN THIS ENTITY I AM NOT THE AGENT OF RECORD ON ANYTHING HELD IN THE TRUST I DO NOT HAVE POWER OF ATTORNEY TO AFFECT TRADES I AM NOT BEING COMPENSATED FOR BEING A TRUSTEE OR EXECUTOR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-28
  • S66 Uniform Combined State Law Examination
    2000-12-28

View on SEC IAPD

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