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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-11
TN RA APPROVED 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2024-07-11
  • TN RA
    APPROVED
    Since 2024-01-19

Branch Locations

124 Center Pointe Dr, Clarkville, TN 37040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stone, Rudolph & Henry, Cpa Clarksville TN 07/1988 Present
Woodbury Financial Services Clarksville TN 10/2005 01/2024
Osaic Wealth, Inc. Clarkville TN 01/2024 Present
  • 07/1988 → Present
    Stone, Rudolph & Henry, Cpa
    Clarksville, TN
  • 10/2005 → 01/2024
    Woodbury Financial Services
    Clarksville, TN
  • 01/2024 → Present
    Clarkville, TN
Previous Registrations
  • 2005-10-14 → 2024-01-19
    Woodbury Financial Services, Inc.
    Clarkville, TN
    Clarksville, TN
  • 2004-02-26 → 2005-10-14
    1St Global Advisors Inc
    Clarksville, TN
Other Businesses

1. BLUE CROSS/BLUE SHIELD; NONINVT REL; 1 CAMERON HILL CIRCLE, CHATTANOOGA TN 37402; HEALTH INSURANCE; AGENT; START 01/01/2001; 1 HR/MTH; 1 HR/MTH DURING TRADING; HEALTH INSURANCE, AGENT. 2. H&Y PARTNERSHIP POSITION: Partner NATURE: General Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/31/1994 ADDRESS: 124 Center Pointe Drive, Clarksville TN 37040, United States DESCRIPTION: Perform the accounting duties for rental property and make management decisions. 3. THOMAS HENRY POSITION: Agent NATURE: Sole Proprietorship. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/07/2015 ADDRESS: 124 Center Pointe Drive, CLARKSVILLE TN 37040, United States DESCRIPTION: Provide long-term care and fixed insurance products to clients. 4. SRH RENTALS POSITION: Partner NATURE: General Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/01/1993 ADDRESS: 124 Center Pointe Drive, Clarksville TN 37040, United States DESCRIPTION: I participate in the management decisions of this entity and prepare the tax return. This is a partnership which owns the real estate used in Clarksville by Stone, Rudolph & Henry, PLC. 5. B&H ENTERPRISES, INC. POSITION: Secretary/Treasurer NATURE: Corporation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 10/06/2015 ADDRESS: 124 Center Pointe Drive, Clarksville TN 37040, United States DESCRIPTION: Accounting and tax preparation. Also involved in management decisions. 6. AUSTIN PEAY STATE UNIVERSITY POSITION: College of Business Advisory Board Member NATURE: State University INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/27/2012 ADDRESS: 601 College Street, 124 Center Pointe Drive, Clarksville TN 37040, United States DESCRIPTION: I serve on the Advisory Board of the College of Business. The Board is designed to help with accreditation and provide input on curriculum. 7. FUEL MINISTRIES POSITION: Treasurer NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/16/2012 ADDRESS: 124 Center Pointe Drive, Clarksville TN 37040, United States DESCRIPTION: Effective 1/1/2021, I serve as treasurer of the board of this nonprofit. I previously served as Board Chairman until the previous treasure retired from the board. Since no other board member had the understanding of accounting necessary to serve as treasurer, I stepped down from chairman to treasurer. I keep the accounting records and prepare reports for the board. I've removed myself from any bill paying capacity in order to comply with Woodbury's policies. 8. STONE, RUDOLPH & HENRY, PLC POSITION: Managing Principal NATURE: Professional Limited Liability Company INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/01/1988 ADDRESS: 124 Center Pointe Drive, Clarksville TN 37040, United States DESCRIPTION: The activity is a public accounting firm. I am a Certified Public Accountant.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-16
  • S66 Uniform Combined State Law Examination
    2000-09-16

View on SEC IAPD

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