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Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-10-02
  • OH RA
    APPROVED
    Since 2023-10-02

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc Ithaca NY 06/2001 02/2018
Td Ameritrade, Inc. Ithaca NY 02/2018 05/2020
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 05/2020
Unemployed Ithaca NY 05/2020 09/2020
Keybank Ithaca NY 09/2020 08/2023
Key Investment Services Llc Syracuse NY 09/2020 08/2023
Nationwide Investment Services Corporation Columbus OH 09/2023 Present
  • 06/2001 → 02/2018
    Scottrade, Inc
    Ithaca, NY
  • 02/2018 → 05/2020
    Td Ameritrade, Inc.
    Ithaca, NY
  • 02/2018 → 05/2020
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 05/2020 → 09/2020
    Unemployed
    Ithaca, NY
  • 09/2020 → 08/2023
    Keybank
    Ithaca, NY
  • 09/2020 → 08/2023
    Syracuse, NY
  • 09/2023 → Present
    Nationwide Investment Services Corporation
    Columbus, OH
Previous Registrations
  • 2021-03-26 → 2023-07-31
    Brooklyn, OH
    Ithaca, NY
    Syracuse, NY
  • 2018-02-27 → 2020-04-28
    Td Ameritrade, Inc.
    Ithaca, NY
  • 2018-02-26 → 2020-04-28
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Ithaca, NY
  • 2017-05-10 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-11-30
  • S66 Uniform Combined State Law Examination
    1998-11-30
Other Names
  • Jason Dixon

View on SEC IAPD

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