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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-05-27
  • UT RA
    APPROVED
    Since 2025-05-27

Branch Locations

358 N Harrisville Rd, Ogden, UT 84404 • United States

425 Heritage Park Blvd, Layton, UT 84041 • United States

756 W 1700 S, Clearfield, UT 84015 • United States

2715 W 5400 S, Taylorsville, UT 84129 • United States

Bountiful, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 11/2014 05/2025
Lpl Financial Llc San Diego CA 05/2025 Present
  • 11/2014 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2025 → Present
    San Diego, CA
Previous Registrations
  • 2014-11-10 → 2025-05-27
    Cuso Financial Services, L.P.
    Layton, UT
    Clearfield, UT
    Ogden, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Riverdale, UT
    San Diego, CA
    South Jordan, UT
    Salt Lake City, UT
  • 2014-09-05 → 2014-11-07
    Salt Lake City, UT
  • 2011-10-25 → 2013-10-03
    Structured Asset Investors, Llc
    New York, NY
  • 2010-05-13 → 2011-10-21
    Wayne, PA
    Plymouth Meeting, PA
  • 2004-08-19 → 2010-03-31
    Wells Fargo Investments, Llc
    Marina Del Rey, CA
    Los Angeles, CA
    Los Angeles, CA
    Irvine, CA
Other Businesses

1. 4/14/2025: RET Properties, LLC; At reported business location(s); Real Estate Rental; invest in passive real estate w/single family home rental properties in Salt Lake City UT & Provo, UT; Inv. related; start date 5/8/2013; 6hrs/mo.; 0hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-18
S63 Uniform Securities Agent State Law Examination 2001-01-25
  • S66 Uniform Combined State Law Examination
    2004-08-18
  • S63 Uniform Securities Agent State Law Examination
    2001-01-25

View on SEC IAPD

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