Arvind K. Sood

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2002-07-02

NJ RA
APPROVED

Since 2002-07-02

Branch Locations

Edison, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	08/2000	06/2020
Equitable Advisors, Llc	New York	NY	08/2000	Present

08/2000 → 06/2020

Axa Advisors, Llc

New York, NY
08/2000 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

4/1/2011-Present, President, Global Organization of People of Indian Origin, Dba Gopio, 33 Wood Avenue So., 4th Floor Iselin, NJ 08830 , 3 Hrs/Mo, $0 Comp; Consultant/Advisor To The Board, Infinity Group, India, Assisting in their Education Initiative, 10 Hrs/Month; 2/1/2018-Present, Consultant Ratnabali Group - 3rd Floor, Woodburn Central, 5a, Woodburn Central Park Road, Sreepally, Bhowanipore, Kolkata 700020, West Bengal, India, Group Runs A Day School for Autistic Children; 20 Hrs/Month, $23500 Comp; 04/01/19-Present, IMG (International Medical Group), Health Insurance, Average $10000 Comp; Other Outside Insurance Business

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-10-21

S66 Uniform Combined State Law Examination

2000-10-21

View on SEC IAPD