Ariel Nmn Sanchez-Alfonso

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 12/2020
  Bb&T Investments Services, Inc.
  Charlotte, NC
• 10/2009 → 01/2019
  Bb&T Bank
  Miami, FL
• 01/2018 → 12/2020
  Bb&T Securities, Llc
  Richmond, VA
• 01/2019 → 12/2020
  Bb&T
  Miami, FL
• 12/2020 → Present
  Regions Bank
  Miami, FL
• 01/2021 → 01/2025
  Cetera Investment Advisers Llc
  Miami, FL
• 01/2021 → 01/2025
  Cetera Investment Services Llc
  St. Cloud, MN
• 06/2025 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 06/2025 → Present
  Cetera Investment Advisers Llc
  Miami, FL

Previous Registrations

• 2021-01-28 → 2025-01-10
  Cetera Investment Advisers Llc
  Miami, FL
• 2018-01-02 → 2020-12-18
  Bb&T Securities, Llc
  Charlotte, NC
  Miami, FL
• 2010-02-18 → 2018-01-02
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Miami, FL
  Wellington, FL
  Sarasota, FL
  Miami, FL

Other Businesses

REGIONS BANK, WEALTH ADVISOR, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD APPLICATIONS

Exams

• S66 Uniform Combined State Law Examination
  2009-12-21
• S63 Uniform Securities Agent State Law Examination
  2000-10-12