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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-08-21 |
| PA | RA | APPROVED | 2003-07-23 |
Branch Locations
740 Springdale Drive Ste 205, Exton, PA 19341-2835 • United States
Gilbertsville, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Exton | PA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Exton | PA | 03/2020 | Present |
Business Ownership; Hawk Ventures; Owner; Retail; 6 Hampton Drive, , Gilbertsville, PA, 19525; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Mile Marker 255 LLC; Financial Advisor- Advisory services.; Manage advisory business; 740 Springdale Drive, Suite 205, , Exton, PA, 19341; Investment-Related; 02/03/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-04 |
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