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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-03-05
  • IN RA
    APPROVED
    Since 2025-03-05

Branch Locations

10194 Crosspoint Boulevard Suite # 100, Indianapolis, IN 46256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Meriden CT 02/2016 02/2017
Standard Bank And Trust Company (Accquired By First Midwest Bank St. John IN 02/2016 02/2017
Lpl Financial Llc Chesterton IN 02/2017 05/2019
First Midwest Bank Chesterton IN 02/2017 05/2019
Fifth Third Bank Chesterton IN 05/2019 11/2020
Fifth Third Securities Chesterton IN 05/2019 11/2020
Pruco Securities, Llc. Valparaiso IN 12/2020 07/2022
Prudential Insurance Company Of America Valparaiso IN 12/2020 07/2022
Fidelity Investments South Bend IN 08/2022 04/2023
Cetera Investment Services Llc Saint Cloud MN 03/2025 Present
Cetera Investment Advisers Llc Indianapolis IN 03/2025 Present
Cupertino San Pierre IN 05/2023 06/2023
Unemployed Chesterton IN 06/2023 08/2023
Black & Veatch San Pierre IN 08/2023 12/2023
Unemployed Valparaiso IN 12/2023 05/2024
Black & Veatch San Pierre IN 05/2024 07/2024
Unemployed Valparaiso IN 07/2024 03/2025
  • 02/2016 → 02/2017
    Infinex Investments, Inc.
    Meriden, CT
  • 02/2016 → 02/2017
    Standard Bank And Trust Company (Accquired By First Midwest Bank
    St. John, IN
  • 02/2017 → 05/2019
    Chesterton, IN
  • 02/2017 → 05/2019
    First Midwest Bank
    Chesterton, IN
  • 05/2019 → 11/2020
    Fifth Third Bank
    Chesterton, IN
  • 05/2019 → 11/2020
    Fifth Third Securities
    Chesterton, IN
  • 12/2020 → 07/2022
    Valparaiso, IN
  • 12/2020 → 07/2022
    Prudential Insurance Company Of America
    Valparaiso, IN
  • 08/2022 → 04/2023
    Fidelity Investments
    South Bend, IN
  • 03/2025 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 03/2025 → Present
    Indianapolis, IN
  • 05/2023 → 06/2023
    Cupertino
    San Pierre, IN
  • 06/2023 → 08/2023
    Unemployed
    Chesterton, IN
  • 08/2023 → 12/2023
    Black & Veatch
    San Pierre, IN
  • 12/2023 → 05/2024
    Unemployed
    Valparaiso, IN
  • 05/2024 → 07/2024
    Black & Veatch
    San Pierre, IN
  • 07/2024 → 03/2025
    Unemployed
    Valparaiso, IN
Previous Registrations
  • 2022-12-14 → 2023-05-02
    Fidelity Personal And Workplace Advisors
    South Bend, IN
  • 2020-12-10 → 2022-07-08
    Valparaiso, IN
  • 2019-05-31 → 2020-11-12
    Laporte, IN
    Hammond, IN
    Hobart, IN
    Highland, IN
  • 2018-01-17 → 2019-06-07
    Chesterton, IN
    San Diego, CA
    Chesterton, IN
    Highland, IN
    Lowell, IN
    East Chicago, IN
    St John, IN
    Crown Point, IN
    St. John, IN
    Crown Point, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-29
S63 Uniform Securities Agent State Law Examination 2003-02-11
  • S66 Uniform Combined State Law Examination
    2017-12-29
  • S63 Uniform Securities Agent State Law Examination
    2003-02-11
Other Names
  • Kelly Sue Tiemann
  • Kelly S. Cavanaugh
  • Kelly S Cavanaugh
  • Kelly Sue Cavanaugh

View on SEC IAPD

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