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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-03-05 |
Branch Locations
10194 Crosspoint Boulevard Suite # 100, Indianapolis, IN 46256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Meriden | CT | 02/2016 | 02/2017 |
| Standard Bank And Trust Company (Accquired By First Midwest Bank | St. John | IN | 02/2016 | 02/2017 |
| Lpl Financial Llc | Chesterton | IN | 02/2017 | 05/2019 |
| First Midwest Bank | Chesterton | IN | 02/2017 | 05/2019 |
| Fifth Third Bank | Chesterton | IN | 05/2019 | 11/2020 |
| Fifth Third Securities | Chesterton | IN | 05/2019 | 11/2020 |
| Pruco Securities, Llc. | Valparaiso | IN | 12/2020 | 07/2022 |
| Prudential Insurance Company Of America | Valparaiso | IN | 12/2020 | 07/2022 |
| Fidelity Investments | South Bend | IN | 08/2022 | 04/2023 |
| Cetera Investment Services Llc | Saint Cloud | MN | 03/2025 | Present |
| Cetera Investment Advisers Llc | Indianapolis | IN | 03/2025 | Present |
| Cupertino | San Pierre | IN | 05/2023 | 06/2023 |
| Unemployed | Chesterton | IN | 06/2023 | 08/2023 |
| Black & Veatch | San Pierre | IN | 08/2023 | 12/2023 |
| Unemployed | Valparaiso | IN | 12/2023 | 05/2024 |
| Black & Veatch | San Pierre | IN | 05/2024 | 07/2024 |
| Unemployed | Valparaiso | IN | 07/2024 | 03/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-11 |
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