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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-07-13
CA RA APPROVED 2011-09-12
  • TX RA
    APPROVED_RES
    Since 2015-07-13
  • CA RA
    APPROVED
    Since 2011-09-12

Branch Locations

13925 City Center Drive #200-235, Chino Hills, CA 91709 • United States

6160 Warren Parkway Ste. 100-154, Frisco, TX 75034 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Independent Financial Group, Llc San Dimas CA 09/2011 Present
Previous Registrations
  • 2011-08-23 → 2011-09-14
    Investors Capital Corp.
    San Dimas, CA
    Lynnfield, MA
  • 2007-04-09 → 2011-08-16
    National Planning Corporation
    West Covina, CA
    West Covina, CA
Other Businesses

(1) LITTLE ELM ISD EDUCATIONAL FOUNDATION POSITION: Board Member NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2019 ADDRESS: Zellars Center for Learning & Leadership, 300 Lobo Lane, Little Elm TX 75068, United States DESCRIPTION: Board members Enhance and enrich educational opportunities for students, Support staff for innovation, recognize staff for exemplary teaching, and embrace campus and district-wide efforts toward excellence, and Involve the community in assuring a quality education for the leaders and workforce of tomorrow. (2) LITTLE ELM INDEPENDENT SCHOOL DISTRICT POSITION: Volunteer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2022 ADDRESS: Little Elm ISD Administration Building, 400 Lobo Lane, Little Elm TX 75068, United States DESCRIPTION: School Board Member. (3) PURPOSE WEALTH PARTNERS, LLC POSITION: Independent Contractor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2025 ADDRESS: 6160 Warren Parkway, Ste. 100-154, Frisco TX 75034, United States DESCRIPTION: Founder/Fiduciary Financial Advisor DBA Purpose Wealth Partners, LLC. providing general financial planning, asset allocation, and investment management since September 2025. Investment related, approximately 15% time spent, business conducted at office address of record. (4) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2025 ADDRESS: 6160 Warren Parkway, Ste. 100-154, Frisco TX 75034, United States DESCRIPTION: Texas insurance agent with Purpose Wealth Partners, LLC DBA Purpose Wealth Partners offering sales of fixed insurance life, health, and fixed annuities since September 2025. Non-investment related. Approximately 10% time spent. Business conducted at office address of record.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-13
S63 Uniform Securities Agent State Law Examination 2000-09-29
  • S66 Uniform Combined State Law Examination
    2006-03-13
  • S63 Uniform Securities Agent State Law Examination
    2000-09-29

View on SEC IAPD

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