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Shawn Patrick Gergen

Steward Partners Investment Advisory, LLC

Lake Oswego, OR

Eugene, OR

Stamford, CT

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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-06-12
TX RA APPROVED 2024-06-10
  • OR RA
    APPROVED
    Since 2024-06-12
  • TX RA
    APPROVED
    Since 2024-06-10

Branch Locations

4949 Meadows Road Suite 400, Lake Oswego, OR 97035 • United States

Eugene, OR • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steward Partners Investment Solutions, Llc Eugene OR 02/2006 Present
Steward Partners Global Advisory, Ll Eugene OR 04/2021 Present
Steward Partners Investment Advisory, Llc Eugene OR 06/2024 Present
  • 02/2006 → Present
    Steward Partners Investment Solutions, Llc
    Eugene, OR
  • 04/2021 → Present
    Steward Partners Global Advisory, Ll
    Eugene, OR
  • 06/2024 → Present
    Steward Partners Investment Advisory, Llc
    Eugene, OR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-22
  • S66 Uniform Combined State Law Examination
    2000-11-22
Other Names
  • Shawn P Gergen

View on SEC IAPD

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