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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-06-29 |
Branch Locations
4811 Se 14Th Street, Des Moines, IA 50320 • United States
3540 E 33Rd St, Des Moines, IA 50317 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farm Bureau Financial Serv | West Des Moines | IA | 06/2016 | 01/2017 |
| Fbl Marketing Serv | West Des Moines | IA | 08/2016 | 01/2017 |
| Unemployed | Norwalk | IA | 02/2017 | 05/2017 |
| Bank Of The West | West Des Moines | IA | 05/2017 | 12/2020 |
| Bancwest Investment Services, Inc. | West Des Moines | IA | 05/2017 | 12/2020 |
| Unemployed | Des Moines | IA | 01/2021 | 02/2021 |
| Creative Concrete Design | Des Moines | IA | 02/2021 | 04/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2022 | Present |
| Community State Bank - Csb Financial Advisors | Des Moines | IA | 04/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 04/2022; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 15; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: COMMUNITY STATE BANK - CSB FINANCIAL ADVISORS INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BANK / FINANCIAL SERVICES DBA; START DATE: 04/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: 35; BRIEF DESCRIPTION OF DUTIES: WORKING AS A FULL-SERVICE FINANCIAL ADVISOR, WORKING WITH CUSTOMERS OF COMMUNITY STATE BANK, PROVIDING FINANCIAL PRODUCTS TO MEET THEIR NEEDS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-25 |
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