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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-06-29
  • IA RA
    APPROVED
    Since 2023-06-29

Branch Locations

4811 Se 14Th Street, Des Moines, IA 50320 • United States

3540 E 33Rd St, Des Moines, IA 50317 • United States

1401 E Euclid, Des Moines, IA 50316 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farm Bureau Financial Serv West Des Moines IA 06/2016 01/2017
Fbl Marketing Serv West Des Moines IA 08/2016 01/2017
Unemployed Norwalk IA 02/2017 05/2017
Bank Of The West West Des Moines IA 05/2017 12/2020
Bancwest Investment Services, Inc. West Des Moines IA 05/2017 12/2020
Unemployed Des Moines IA 01/2021 02/2021
Creative Concrete Design Des Moines IA 02/2021 04/2022
Cetera Wealth Services, Llc El Segundo CA 05/2022 Present
Community State Bank - Csb Financial Advisors Des Moines IA 04/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2016 → 01/2017
    Farm Bureau Financial Serv
    West Des Moines, IA
  • 08/2016 → 01/2017
    Fbl Marketing Serv
    West Des Moines, IA
  • 02/2017 → 05/2017
    Unemployed
    Norwalk, IA
  • 05/2017 → 12/2020
    Bank Of The West
    West Des Moines, IA
  • 05/2017 → 12/2020
    Bancwest Investment Services, Inc.
    West Des Moines, IA
  • 01/2021 → 02/2021
    Unemployed
    Des Moines, IA
  • 02/2021 → 04/2022
    Creative Concrete Design
    Des Moines, IA
  • 05/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2022 → Present
    Community State Bank - Csb Financial Advisors
    Des Moines, IA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-09-19 → 2020-12-31
    Bancwest Investment Services, Inc.
    West Des Moines, IA
    Ames, IA
    Ankeny, IA
    West Des Moines, IA
    Johnston, IA
    Des Moines, IA
    Des Moines, IA
    Ankeny, IA
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 04/2022; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 15; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: COMMUNITY STATE BANK - CSB FINANCIAL ADVISORS INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BANK / FINANCIAL SERVICES DBA; START DATE: 04/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: 35; BRIEF DESCRIPTION OF DUTIES: WORKING AS A FULL-SERVICE FINANCIAL ADVISOR, WORKING WITH CUSTOMERS OF COMMUNITY STATE BANK, PROVIDING FINANCIAL PRODUCTS TO MEET THEIR NEEDS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-18
S63 Uniform Securities Agent State Law Examination 2000-08-25
  • S65 Uniform Investment Adviser Law Examination
    2017-09-18
  • S63 Uniform Securities Agent State Law Examination
    2000-08-25
Other Names
  • David Michael Bondura

View on SEC IAPD

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