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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2011-04-21 |
| TX | RA | APPROVED | 2011-04-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mobile | AL | 04/2011 | Present |
I*1210301For profit or not for profit: Entity For ProfitName of outside business organization: DOOR DASHInvestment related: NAddress of business: MOBILE, Alabama, 36608Nature of business: ["Corporation"]Position, title, association: ["Other"], Start date of relationship: 3/9/2023Number of hours devoted: 15 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: Food Delivery to customers. Will work on a voluntary basis., PART-TIME FOOD DELIVERY I*1381311For profit or not for profit: Entity For ProfitName of outside business organization: The Fizz BarInvestment related: NAddress of business: Mobile, Alabama, 36608, United StatesNature of business: ["Sole Proprietorship"]Position, title, association: ["Other"], Start date of relationship: 7/5/2023Number of hours devoted: 10 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: Assist my daughter with her jewelry business online and in person. Help with capital for her to buy inventory., Surprise Jewelry Reveal business. Helping my daughter with her small business. I*3162324, Entity Type,Charitable Name of OBA: Niorix Network,Address: HOUSTON,Texas,77065,Investment Related: no,Position, Title, Association: Board Member,Employee Start Date:11/15/2025, No Hours:10 weekly, No Hours during trading:0 Duties:Business and Social Club whose mission is to create a networking community for black women in business through collaboration, education and excellenceIntake Coordinator - guide new members through the invitation process, provide all necessary information, collect and record new member data for organization. I*1721261 Entity Type: Entity Charitable Name of OBA: Krewe of Nandi Address: Harvey, Louisiana, 70059 Investment Related: No Position, Title, Association: Committee Employee Start Date: 03/01/2024 Number of Hours: 20, Weekly Number of Hours during trading: 0, Weekly Duties: Mardi Gras Parading Krewe, social and pleasure club Manage financial records and transactions related to membership and organization. Record membership dues and payments, maintain accurate financial records related to contributions. Prepare financial reports for the Board of Directors, ensure financial records are properly maintained and organized.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-17 |
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