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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-01-31 |
Branch Locations
10 Hudson Yards, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2016 | 08/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2016 | 08/2021 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2016 | 08/2021 |
| Nationwide Investment Services Corp | Columbus | OH | 09/2021 | 03/2023 |
| U.S. Bancorp Investments, Inc. | Atlanta | GA | 03/2023 | 12/2024 |
| Guardian Life Insurance Company | Atlanta | GA | 01/2025 | Present |
| Park Avenue Securities Llc | Atlanta | GA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-07 |
| S65 | Uniform Investment Adviser Law Examination | 2001-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-08 |
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