Jonathan Y Smith

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  San Francisco, CA
• 11/2016 → 01/2025
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
• 01/2025 → Present
  Ashton Thomas Private Wealth, Llc
  Scottsdale, AZ
• 01/2025 → Present
  Ashton Thomas Securities, Llc
  Rochester, NY

Previous Registrations

• 2011-01-03 → 2025-01-22
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
  San Anselmo, CA
• 2006-03-27 → 2011-01-03
  Wells Fargo Investments, Llc
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
• 2001-01-25 → 2006-03-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oakland, CA
  Oakland, CA

Other Businesses

1. MCV PARTNER, LP; INV RELATED; SANTA CLARA, CA; 1.62% OWNERSHIP WITH SPOUSE; START: 03/2013; HOURS: 0 PER MONTH / 0 HRS DURING TRADING; DUTIES - RENTAL INCOME 2. AUDUBON ASSOCIATES LLP; INV RELATED; DENVER, CO; 1.37% OWNERSHIP; START: 03/2013; HOURS: 0 PER MONTH / 0 HRS DURING TRADING; DUTIES - RENTAL INCOME. 3. CLEMENTINE LAND I LLC; INV; SALT LAKE CITY, UT; 1.90% OWNERSHIP WITH SPOUSE; START: 3/2013; HOURS: 0 PER MONTH / 0 HRS DURING TRADING; DUTIES - RENTAL INCOME. 4. RENTAL PROPERTY, INV RELATED, SAN ANSELMO, CA, 100% OWNERSHIP, START 10/18/2019, 1 HOUR PER MONTH, ZERO DURING TRADING.; 5. POWER OF ATTORNEY FOR FATHER, INV RELATED, DENVER, CO, START: 5/11/2022, 2 HRS/MONTH, 0 HRS DURING TRADING.; 6. TRUSTEE FOR COUSIN'S CHILD, INV RELATED, DENVER, CO, START: 1/12/2024, 1 HOUR A MONTH, 1 HOUR DURING TRADING. 7. ASHTON THOMAS PRIVATE WEALTH, LLC; YES, INVESTMENT RELATED; 8605 EAST RAINTREE DRIVE, SUITE 280, SCOTTSDALE, AZ 85260; INVESTMENT ADVISORY FIRM; INVESTMENT ADVISOR; 1/16/2025; 40 HOURS/WEEK.

Exams

• S66 Uniform Combined State Law Examination
  2000-10-25

Designations