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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-05-16
TX RA APPROVED_RES 2025-05-16
  • IA RA
    APPROVED
    Since 2025-05-16
  • TX RA
    APPROVED_RES
    Since 2025-05-16

Branch Locations

2550 Middle Road Suite 300, Bettendorf, IA 52722 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cutter & Company, Inc. Ballwin MO 05/2009 05/2025
Prospera Financial Services, Inc. Bettendorf IA 05/2025 Present
Previous Registrations
  • 2009-05-01 → 2025-05-16
    Cutter & Company, Inc.
    Bettendorf, IA
  • 2000-11-28 → 2009-05-21
    Davenport, IA
    Davenport, IA
Other Businesses

05/22/2013- IVORY INDEPENDENT INVESTMENTS, LLC. / DBA ONLY / 100% OF TIME / BETTENDORF, IA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-09
S63 Uniform Securities Agent State Law Examination 2000-09-28
  • S65 Uniform Investment Adviser Law Examination
    2000-10-09
  • S63 Uniform Securities Agent State Law Examination
    2000-09-28
Other Names
  • Oliver Ivory

View on SEC IAPD

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