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Christopher Roger Stuart

Allworth Financial, L.P.

Folsom, CA

Norwood, MA

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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-11-13
  • MA RA
    APPROVED
    Since 2025-11-13

Branch Locations

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

220 Norwood Park South Suite 101, Norwood, MA 02062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 05/2015 06/2022
Shorepoint Capital Partners Llc Norwood MA 07/2022 09/2025
Allworth Financial Norwood MA 09/2025 Present
  • 05/2015 → 06/2022
    Commonwealth Financial Network
    Waltham, MA
  • 07/2022 → 09/2025
    Shorepoint Capital Partners Llc
    Norwood, MA
  • 09/2025 → Present
    Allworth Financial
    Norwood, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-31
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S66 Uniform Combined State Law Examination
    2014-01-31
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12
Designations
Other Names
  • Chris Roger Stuart
  • Christopher R Stuart

View on SEC IAPD

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