Ronald Mercatante

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2005 → Present
  Insurance - Non Variable
  Boca Raton, FL
• 12/2006 → 03/2022
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 02/2016 → 03/2022
  Kovack Advisors, Inc
  Fort Lauderdale, FL
• 03/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 03/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2016-03-08 → 2022-03-08
  Kovack Advisors, Inc.
  Boca Raton, FL
  Ft. Lauderdale, FL
  Boynton Beach, FL

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 03/08/2022 2. TRUE NORTH FINANCIAL ADVICE, 1301 North Congress Ave, 340, Boynton beach FL 33426-0000,08/01/2019, IAR, DBA Name, INV REL, 160 HR/MO, 160 HR/MO TRADING. 3. FIXED INSURANCE SALES, 1301 N. Congress Ave, Suite 340, Boynton Beach FL 33426, United States, 12/01/2002, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO, 0 HR/MO TRADING 4. ACCURATE TAX SERVICE, 1301 N. Congress Ave, Suite 340, Boynton Beach FL 33426, United States, 03/14/2011, Tax services, NIR, 5 HR/MO, 0 HR/MO TRADING 5. POWER FINANCIAL SERVICE, 1301 N. Congress Ave, Suite 340, Boynton Beach FL 33418, United States, 10/31/2001, Owner, Administrative, INV REL, 1 HR/MO, 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-11-06
• S63 Uniform Securities Agent State Law Examination
  2001-04-24