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1372 Peachtree Street Ne, Atlanta, GA 30309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Victorville | CA | 02/2009 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2015 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2020 | Present |
1)The Term Team, 21735 HWY 18, APPLE VALLEY, CA, 1/2012 AS Independent insurance agent for various independent insurance companies. INV REL - 40/WK - 8/TRADING. 2.VFW POST 2924, HESPERIA, CA, 7/2018 AS TRUSTEE, LOOKING OVER THE POST'S BALANCE SHEET. NIR - 1/MO - 0/TRADING. 3.HIGH DESERT MARINES, 10929 AYSHAIRE RD, OAK HILLS, CA, 1/2019 AS TREASURER. NIR - 6/MO - 0/TRADING. 4. DANIEL L LAMB FINANCIAL AND INSURANCE SERVICES, 21735 HWY 18, APPLE VALLEY, CA, 12/2019. FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-40/WK-40/TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-13 |
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