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Current Employers
First Advisors National, Llc

1372 Peachtree Street Ne, Atlanta, GA 30309 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-08-12
  • CA RA
    APPROVED
    Since 2020-08-12

Branch Locations

Apple Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Victorville CA 02/2009 Present
Cambridge Investment Research, Inc. Fairfield IA 11/2015 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2020 Present
Previous Registrations
Other Businesses

1)The Term Team, 21735 HWY 18, APPLE VALLEY, CA, 1/2012 AS Independent insurance agent for various independent insurance companies. INV REL - 40/WK - 8/TRADING. 2.VFW POST 2924, HESPERIA, CA, 7/2018 AS TRUSTEE, LOOKING OVER THE POST'S BALANCE SHEET. NIR - 1/MO - 0/TRADING. 3.HIGH DESERT MARINES, 10929 AYSHAIRE RD, OAK HILLS, CA, 1/2019 AS TREASURER. NIR - 6/MO - 0/TRADING. 4. DANIEL L LAMB FINANCIAL AND INSURANCE SERVICES, 21735 HWY 18, APPLE VALLEY, CA, 12/2019. FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-40/WK-40/TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-16
S63 Uniform Securities Agent State Law Examination 2000-10-13
  • S65 Uniform Investment Adviser Law Examination
    2020-06-16
  • S63 Uniform Securities Agent State Law Examination
    2000-10-13

View on SEC IAPD

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