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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-03-21 |
| NY | RA | APPROVED | 2024-03-21 |
Branch Locations
Staten Island, NY • United States
30 Broad Street Ste. 2, Red Bank, NJ 07701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| S & F Equity Corp. D/B/A Sp&S | Staten Island | NY | 03/2008 | 10/2025 |
| Cetera Advisors Llc | Denver | CO | 03/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
| Hudson Wealth Management, Llc | Red Bank | NJ | 01/2026 | Present |
1) NAME OF OTHER BUSINESS: HUDSON WEALTH MANAGEMENT, LLC; INVESTMENT RELATED: YES, ADDRESS: 30 BROAD ST, SUITE 2, RED BANK, NJ 07701; NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2026;, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: 30 BROAD ST, SUITE 2, RED BANK, NJ 07701; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 1/2020; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-13 |
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