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10000 North Central Expressway Suite 1326, Dallas, TX 75231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-17 |
Branch Locations
10000 North Central Expressway Suite 1326, Dallas, TX 75231 • United States
10000 N. Central Expressway Suite 1326, Dallas, TX 75231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-03-22 |
Branch Locations
10000 N. Central Expressway Suite 1326, Dallas, TX 75231 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Probity Advisors | Dallas | TX | 03/2012 | Present |
| Forest Securities, Inc. | Dallas | TX | 05/2015 | 03/2017 |
PROBITY ADVISORS, INC. SINCE 03/2012, CONDUCT FINANCIAL PLANNING, 20-80 HRS PER MONTH; ACTIVITIES MAY OCCUR DURING MARKET HOURS. INSURANCE REPRESENTATIVE APPOINTED WITH MASS MUTUAL, GUARDIAN LIFE, METLIFE, UNITED OF OMAHA, TRANSAMERICA INSURANCE, VOYA, LINCOLN NATIONAL, PRINCIPAL NATIONAL, PRINCIPAL, PETERSON INTERNATIONAL, LINCOLN BENEFIT, ALLIANZ, GENWORTH, AXA, SAVINGS BANK LIFE INSURANCE COMPANY OF MA, AMERICAN GENERAL, PRUDENTIAL SELECT, WILLIAM PENN, BANNER LIFE, JOHN HANCOCK, PROTECTIVE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-12 |
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