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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-01-09
TX RA APPROVED_RES 2013-09-19
MI RA APPROVED 2012-10-01
  • WI RA
    APPROVED
    Since 2026-01-09
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • MI RA
    APPROVED
    Since 2012-10-01

Branch Locations

7007 Highland Road, Waterford, MI 48327 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. Waterford MI 06/2016 Present
Jp Morgan Securites Llc Waterford MI 10/2006 Present
  • 06/2016 → Present
    Jp Morgan Chase Bank, N.A.
    Waterford, MI
  • 10/2006 → Present
    Jp Morgan Securites Llc
    Waterford, MI
Previous Registrations
  • 2006-11-03 → 2012-10-01
    Chase Investment Services Corp.
    White Lake, MI
    White Lake, MI
    Chicago, IL
    Waterford, MI
    Waterford, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-02
S63 Uniform Securities Agent State Law Examination 2000-10-30
  • S65 Uniform Investment Adviser Law Examination
    2006-11-02
  • S63 Uniform Securities Agent State Law Examination
    2000-10-30
Other Names
  • Lisa Renee Fast

View on SEC IAPD

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