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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • IL RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Orland Park, IL • United States

15105 S. Lagrange Road, Orland Park, IL 60462-3708 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman, Sachs & Co Chicago IL 09/2012 09/2019
Fidelity Brokerage Services Chicago IL 09/2019 Present
Fidelity Investments Boston MA 03/2025 Present
  • 09/2012 → 09/2019
    Goldman, Sachs & Co
    Chicago, IL
  • 09/2019 → Present
    Fidelity Brokerage Services
    Chicago, IL
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2019-11-20 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Chicago, IL
  • 2011-03-02 → 2012-08-17
    Shorewood, IL
    Romeoville, IL
    Crest Hill, IL
    Plainfield, IL
    Bollingbrook, IL
    Joliet, IL
    Plainfield, IL
    Tinley Park, IL
    Orland Park, IL
    Orland Park, IL
    Oak Forest, IL
    Merrillville, IN
    East Chicago, IN
    Munster, IN
    Schererville, IN
    East Chicago, IN
    Homer Glen, IL
    Palos Hills, IL
  • 2009-06-01 → 2011-03-03
    Chicago, IL
  • 2005-04-05 → 2009-06-01
    Chicago, IL
    Chicago, IL
  • 2003-11-25 → 2005-04-05
    Banc One Securities Corporation
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-16
S65 Uniform Investment Adviser Law Examination 2002-06-10
S63 Uniform Securities Agent State Law Examination 2001-01-05
  • S66 Uniform Combined State Law Examination
    2019-10-16
  • S65 Uniform Investment Adviser Law Examination
    2002-06-10
  • S63 Uniform Securities Agent State Law Examination
    2001-01-05

View on SEC IAPD

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