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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-20
TX RA APPROVED 2026-04-20
  • NY RA
    APPROVED
    Since 2026-04-20
  • TX RA
    APPROVED
    Since 2026-04-20

Branch Locations

3920 Veterans Memorial Hwy #1A, Bohemia, NY 11716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Financial Services Holbrook NY 10/2010 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 04/2026
Lpl Financial Bohemia NY 04/2026 Present
  • 10/2010 → 10/2024
    American Portfolios Financial Services
    Holbrook, NY
  • 10/2024 → 04/2026
    Scottsdale, AZ
  • 04/2026 → Present
    Lpl Financial
    Bohemia, NY
Previous Registrations
  • 2024-10-11 → 2026-04-27
    Columbia, SC
    Scottsdale, AZ
    Bohemia, NY
  • 2010-10-12 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2007-11-20 → 2010-10-05
    Melville, NY
  • 2007-04-11 → 2007-09-20
    Ubs International Inc.
    New York, NY
  • 2007-02-06 → 2007-03-27
    Banc Of America Investment Services, Inc.
    Melville, NY
  • 2004-11-12 → 2007-01-25
    Citicorp Investment Services
    North Babylon, NY
    New York, NY
Other Businesses

1. 04/2026 - Iron Pier - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Columbia, SC, 29201 - OBA Start Date: 02/02/2026 2. 04/2026 - GS Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/20/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-15
S63 Uniform Securities Agent State Law Examination 2000-10-19
  • S65 Uniform Investment Adviser Law Examination
    2000-11-15
  • S63 Uniform Securities Agent State Law Examination
    2000-10-19
Other Names
  • Greg J. Selg

View on SEC IAPD

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