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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-02-17
  • FL RA
    APPROVED
    Since 2015-02-17

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Daytona Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Tampa FL 02/2015 10/2017
Raymond James & Associates, Inc. St Petersburg FL 10/2017 Present
Previous Registrations
Other Businesses

(1) Name of Business: Address: 3650 Morgan's Bluff Court, Land O Lakes, FL, 34639, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/31/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the owner of the rental property. I would lease my home to a renter and collect rent.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-10-26
  • S63 Uniform Securities Agent State Law Examination
    2007-10-26
Other Names
  • Katherine Helen Roulston
  • Katherine Helen Wilson
  • Katherine H Pollack
  • Kathy Roulston

View on SEC IAPD

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