James Tetreault

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 12/2017
  Signature Investors, Inc
  Boston, MA
• 01/2018 → Present
  Lpl Financial Llc
  Boston, MA
• 09/2024 → Present
  Lpl Enterprise, Llc
  Fort Mill, SC

Previous Registrations

• 2018-01-17 → 2024-10-11
  Lpl Financial Llc
  Attleboro, MA
  Fort Mill, SC
  Boston, MA
• 2008-01-03 → 2017-11-22
  Signator Investors, Inc.
  Boston , MA
  Boston, MA
  Boston, MA

Other Businesses

1) 12/18/2024 - None - Real Estate Rental - This was submitted when hired 7 years ago. I have a rental property. Located at 567 Mendon rd Attleboro ma 02702 Im an LPL employee. This was disclosed years ago. Not sure what its not listed in here now. - INV Related - At Attleboro, MA - Start Date 01/01/1995 - 2hrs/mth - 0hrs During Trading

Exams

• S66 Uniform Combined State Law Examination
  2007-12-10
• S63 Uniform Securities Agent State Law Examination
  2000-11-10

Other Names

• Jay Tetreault
• James J Tetreault
• James Joseph Tetreault