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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1999-08-16
  • TX RA
    APPROVED
    Since 1999-08-16

Branch Locations

Richardson, TX • United States

3333 Premier Dr Ste 100, Plano, TX 75023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Dallas TX 09/2005 03/2020
Ameriprise Financial Services, Llc Richardson TX 03/2020 Present
Other Businesses

Business Ownership; ZAR Operations; to run my practice through; Runs financial planning practice; 3610 Shire Blvd; suite 212, , Richardson, TX, 75082; Investment-Related; 09/01/2022; 40 to 59 hours per month; 40 to 59 during trading hours. Outside Employment; ZAR Operations; Owner - Run my practice including operations, benefits, marketing, employees.; ; 3610 Shire Blvd; suite 212, , Richardson, TX, 75082; Investment-Related; 09/01/2022; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12
Other Names
  • Zepa Andrew Rouquette

View on SEC IAPD

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