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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2023-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Securities, Inc. | Camarillo | CA | 07/2016 | 12/2023 |
| Cloak Advisors | Albuquerque | NM | 07/2016 | 04/2018 |
| Mutual Advisors, Llc. | Casper | WY | 04/2018 | 12/2023 |
| Commonwealth Financial Network | San Diego | CA | 12/2023 | Present |
| Laura L Wamre | Albuquerque | NM | 12/2023 | 12/2023 |
| Llw Financial | Albuquerque | NM | 12/2023 | Present |
1. Ticket Teller, The Downs of Albuquerque; Located at 145 Louisiana Blvd NE, Albuquerque, NM 87108, as of 05/2021; % of time spent during business hours; Not Conducted at branch location; Not Investment related. 2. Co-owner, Eat Pray Run, LLC, horse racing and rehab; Located at 145 Louisiana Blvd NE, Albuquerque, NM 87108; as of 11/02/2021; 0% of time spent during business hours; Not Conducted at branch location; Not Investment related. 3. Owner, Willie's Retirement Home for Horses, LLC; private entity established to own property for retired race horses; Located at 8991 State Highway 337, Estancia NM 87016; as of 8/23/2025.; 0% of time spent during business hours; Not conducted at branch location; Investment related. 4. Fixed insurance sales; as of 3/01/2026; 5% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-19 |
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