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James Warren West

Edelman Financial Engines

Dallas, TX

Fort Worth, TX

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-16
  • TX RA
    APPROVED
    Since 2026-03-16

Branch Locations

13727 Noel Road Tower 2, Dallas, TX 75240 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 08/2000 10/2022
Fisher Investments Plano TX 10/2022 07/2024
Fisher Retirement Solutions Llc Plano TX 07/2024 03/2026
Edelman Financial Engines Santa Clara CA 03/2026 Present
Previous Registrations
  • 2024-07-11 → 2026-03-02
    Fisher\Smb
    Carrollton, TX
  • 2022-11-07 → 2024-07-03
    Fisher Investments
    Plano, TX
  • 2013-11-11 → 2022-10-24
    Charles Schwab & Co., Inc.
    Indianapolis, IN
    Fishers (Indianapolis), IN
    Fishers (Indianapolis), IN
    Indianapolis, IN
    Fishers (Indianapolis), IN
    Indianapolis, IN
    Garden City, NY
    Westlake, TX
    Richfield, OH
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-11
S63 Uniform Securities Agent State Law Examination 2000-12-22
  • S66 Uniform Combined State Law Examination
    2013-11-11
  • S63 Uniform Securities Agent State Law Examination
    2000-12-22

View on SEC IAPD

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Other Offices

RETIREMENT ADVISORS, LLC · DALLAS, TX
7TH HARVEST INVESTMENTS · DALLAS, TX
ADVISOR RESOURCE COUNCIL · Dallas, TX
PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX
OPENAIR FINANCIAL, LLC · Dallas, TX
GENEOS WEALTH MANAGEMENT, INC. · Addison, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX
KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

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