Mathew J Hastings

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-05-18

NY RA
APPROVED

Since 2022-05-18

Branch Locations

30 Stearns Street, Massena, NY 13662 • United States

6 Sisson Street, Potsdam, NY 13676 • United States

3349 Route 11, Malone, NY 12953 • United States

139 Smithfield Blvd., Plattsburgh, NY 12901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuna Mutual Group	Waverly	IA	05/2015	Present
Cuna Brokerage Services Inc	Waverly	IA	05/2015	Present
Lpl Financial Llc	Plattsburgh	NY	05/2022	Present

05/2015 → Present

Cuna Mutual Group

Waverly, IA
05/2015 → Present

Cuna Brokerage Services Inc

Waverly, IA
05/2022 → Present

Lpl Financial Llc

Plattsburgh, NY

Previous Registrations

2015-06-10 → 2022-05-18

Cuna Brokerage Services, Inc.

Massena, NY

Waverly, IA

Massena, NY

Malone, NY

Potsdam, NY

Plattsburgh, NY

Other Businesses

1. 05/23/2022 - SeaComm Personal Financial Advisor Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hours Per Month/0 Hours During Securities Trading. 2. 10/17/2022 - 21 Spruce Street - Investment Related - Malone NY 12953 - Real Estate Rental - Owner - Start Date - 08/24/2018 - 3 Hours Per Month/0 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-01
S63	Uniform Securities Agent State Law Examination	2000-11-28

S66 Uniform Combined State Law Examination

2014-12-01
S63 Uniform Securities Agent State Law Examination

2000-11-28

Other Names

Mathew James Hastings
Mathew Hastings

View on SEC IAPD