Best Investors
Account
Sign in
LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-11-01 |
| TX | RA | APPROVED | 2024-10-10 |
| SC | RA | APPROVED | 2024-09-26 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global Atlantic Financial Group | Southborough | MA | 09/2013 | 08/2022 |
| Forethought Distributor, Llc | Simsbury | CT | 05/2014 | 08/2022 |
| Epoch Securities | Southborough | MA | 10/2013 | 08/2022 |
| The Prudential Insurance Company Of America | Hopkinton Center | MA | 11/2022 | 09/2024 |
| Pruco Securities, Llc | Hopkinton Center | MA | 11/2022 | 09/2024 |
| Lpl Enterprise, Llc | Fort Mill | SC | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-12 |
Reach out to this advisor