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Current Employers
Robinhood Asset Management

85 Willow Road, Menlo Park, CA 94025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-17
CO RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-17
  • CO RA
    APPROVED
    Since 2026-02-13

Branch Locations

Aurora, CO • United States

85 Willow Road, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc Greenwood Village CO 11/2011 04/2018
Unemployed Dallas TX 04/2018 08/2018
Mutual Of Omaha Investor Services Centennial CO 09/2018 03/2019
Mutual Of Omaha Insurance Company Centennial CO 09/2018 03/2019
Unemployed Aurora CO 03/2019 04/2019
Gwfs Equities, Inc Greenwood Village CO 05/2019 08/2019
Unemployed Aurora CO 08/2019 11/2019
Land.cOm Aurora CO 11/2019 08/2023
Unemployed Aurora CO 09/2023 10/2023
Equitable Advisors, Llc New York NY 10/2023 03/2024
Bankers Life & Casualty, Inc Greenwood Village CO 04/2024 06/2024
Bankers Life Securities, Inc Greenwood Village CO 04/2024 06/2024
Bankers Life Advisory Services, Inc Greenwood Village CO 04/2024 06/2024
J.P. Morgan Securities Llc Aurora CO 08/2024 08/2025
Jpmorgan Chase Bank, N.A. Aurora CO 08/2024 08/2025
Unemployed Aurora CO 07/2024 07/2024
Great West Financial Greenwood Village CO 11/2011 04/2018
Cno Services Llc Greenwood Village CO 04/2024 06/2024
Costar Group Aurora CO 11/2019 06/2023
Empower Greenwood Village CO 05/2019 08/2019
Robinhood Markets, Inc. Menlo Park CA 09/2025 Present
Robinhood Asset Management, Llc Menlo Park CA 02/2026 Present
  • 11/2011 → 04/2018
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 04/2018 → 08/2018
    Unemployed
    Dallas, TX
  • 09/2018 → 03/2019
    Mutual Of Omaha Investor Services
    Centennial, CO
  • 09/2018 → 03/2019
    Mutual Of Omaha Insurance Company
    Centennial, CO
  • 03/2019 → 04/2019
    Unemployed
    Aurora, CO
  • 05/2019 → 08/2019
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 08/2019 → 11/2019
    Unemployed
    Aurora, CO
  • 11/2019 → 08/2023
    Land.cOm
    Aurora, CO
  • 09/2023 → 10/2023
    Unemployed
    Aurora, CO
  • 10/2023 → 03/2024
    New York, NY
  • 04/2024 → 06/2024
    Bankers Life & Casualty, Inc
    Greenwood Village, CO
  • 04/2024 → 06/2024
    Bankers Life Securities, Inc
    Greenwood Village, CO
  • 04/2024 → 06/2024
    Greenwood Village, CO
  • 08/2024 → 08/2025
    Aurora, CO
  • 08/2024 → 08/2025
    Jpmorgan Chase Bank, N.A.
    Aurora, CO
  • 07/2024 → 07/2024
    Unemployed
    Aurora, CO
  • 11/2011 → 04/2018
    Great West Financial
    Greenwood Village, CO
  • 04/2024 → 06/2024
    Cno Services Llc
    Greenwood Village, CO
  • 11/2019 → 06/2023
    Costar Group
    Aurora, CO
  • 05/2019 → 08/2019
    Empower
    Greenwood Village, CO
  • 09/2025 → Present
    Robinhood Markets, Inc.
    Menlo Park, CA
  • 02/2026 → Present
    Robinhood Asset Management, Llc
    Menlo Park, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-22
S65 Uniform Investment Adviser Law Examination 2018-12-17
S63 Uniform Securities Agent State Law Examination 2005-11-22
  • S66 Uniform Combined State Law Examination
    2023-12-22
  • S65 Uniform Investment Adviser Law Examination
    2018-12-17
  • S63 Uniform Securities Agent State Law Examination
    2005-11-22
Other Names
  • Torry Reed Leroux
  • Torry R Leroux
  • Torry Leroux

View on SEC IAPD

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