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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-12
  • TX RA
    APPROVED
    Since 2023-04-12

Branch Locations

444 Executive Center Blvd Ste 222, El Paso, TX 79902 • United States

El Paso, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
El Paso Isd El Paso TX 01/2016 12/2018
Beacon Harbor Home Health Inc. Brownsville TX 12/2018 05/2021
Ameriprise Financial Services, Llc El Paso TX 06/2022 Present
Homemaker El Paso TX 05/2021 06/2022
  • 01/2016 → 12/2018
    El Paso Isd
    El Paso, TX
  • 12/2018 → 05/2021
    Beacon Harbor Home Health Inc.
    Brownsville, TX
  • 06/2022 → Present
    El Paso, TX
  • 05/2021 → 06/2022
    Homemaker
    El Paso, TX
Other Businesses

Business Ownership; Other; Other; 444 Executive Center Blvd. Suite 222, , El Paso, TX, 79902; Investment-Related; 12/12/2019; 20 to 39 hours per month; 20 to 39 during trading hours. Outside Employment; Outside Employment; Mountain Star Financial LLC; Other; 444 Executive Center Blvd. Suite 222, , El Paso, TX, 79902; Investment-Related; 03/15/2023; 20 to 39 during trading hours; 20 to 39 hours per month. Other Business Activities; Texas A&M Hispanic Network Regional Chair; On a volunteer basis, I promote the Texas A&M Hispanic Network in the El Paso region, helping to connect students who are interested in attending the University. ; The Association of Former Students, 505 George Bush Dr., College Station , TX, 77840; Not Investment-Related; 08/02/2021; 0 during trading hours; 1 to 9 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-11
S63 Uniform Securities Agent State Law Examination 2000-10-27
  • S66 Uniform Combined State Law Examination
    2023-04-11
  • S63 Uniform Securities Agent State Law Examination
    2000-10-27
Other Names
  • Rosie Minerva Gonzalez
  • Rosa Minerva Gonzalez
  • Rosie Minerva Landin

View on SEC IAPD

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